Nicholas Sexton is a registered investment advisor, based in Cincinnati, OH, with 11 years of industry experience.
Location
303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203
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Regulatory History (1)
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Judgment / Lien
June 2021Other Business Activities
Nicholas engages in business-to-business marketing and solicitation activities related to investment products. This takes a few hours per week.
Employment History
Current Registrations
Touchstone Securities, LLCBroker
October 2021 - Present · 4 yrs 7 mos
Touchstone Advisors INC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
December 2018 - March 2020 · 1 yr 3 mos
Fidelity Brokerage Services LLCBroker
September 2012 - March 2020 · 7 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.