John Mccauley
John Mccauley is a registered investment advisor at Silver Grove Advisory Services, based in Orchard Park, NY, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 2,150 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range from 0.0% to 2.00% annually based on account complexity, asset level, and overall relationship. Fees are negotiable.
Fee Estimator
Location
400 Sterling Drive, Orchard Park, NY, 14127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John operates his LPL business through Silvergrove Financial Group, Inc. He is also an independent insurance agent selling non-variable insurance products, dedicating about 10-20% of his time to this activity. Additionally, John provides investment advisory services through Silver Grove Advisory Services Inc, spending about half his time on this activity.
Employment History
Current Registrations
Silver Grove Advisory Services
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Newport Coast Asset Management
Newport Coast Securities, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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