JM
JM

John Joseph Mccauley

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,930 clients
Average Client Portfolio
$169K average
Assets Under Management
$326.6M

Fee Structure

Loading...

Location

400 Sterling Drive, Orchard Park, NY, 14127

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

John operates his LPL business through Silvergrove Financial Group, Inc. He is also an independent insurance agent selling non-variable insurance products, dedicating about 10-20% of his time to this activity. Additionally, John provides investment advisory services through Silver Grove Advisory Services Inc, spending about half his time on this activity.

Employment History
Current Registrations
Silver Grove Advisory Services
August 2021 - Present · 4 yrs 6 mos
Previous Registrations
LPL Financial LLCBroker
March 2015 - February 2022 · 6 yrs 11 mos
LPL Financial LLC
March 2015 - August 2017 · 2 yrs 5 mos
Newport Coast Asset Management
January 2015 - March 2015 · 2 mos
Newport Coast Securities, INC.Broker
January 2015 - March 2015 · 2 mos
AXA Advisors, LLC
September 2012 - October 2014 · 2 yrs 1 mo
AXA Advisors, LLCBroker
August 2012 - October 2014 · 2 yrs 2 mos
State Registrations1 state
NY
Advisor
Exams
No exam information available for this advisor.
John Joseph Mccauley - Financial Advisor | TrueAdvisor