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Christopher Carpenter

13 Years of Experience
Louisville, KY
Broker

Christopher Carpenter is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Louisville, KY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4803 Olympia Park Plaza, 4th Floor, Suite 4000, Louisville, KY, 40241

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a passive owner in Carpenter Family/Carpenter Family II LLC/Valley Station Shopping Center LLC and Glenridge Limited Partnership, both real estate entities, dedicating minimal time. He is also a board member and real estate sales associate at William C Carpenter Inc, spending minimal time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
November 2012 - October 2019 · 6 yrs 11 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
September 2012 - October 2019 · 7 yrs 1 mo
State Registrations25 states
AKALCACODCFLGAILINKSKYMAMENCNJNYOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.