James Prescott is a registered investment advisor, based in Chicago, IL, with 12 years of industry experience.
Location
200 East Randolph Street, Suite 2900, Chicago, IL, 60601-6505
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is Vice President of Compliance at Ariel Investments, LLC since 2014, dedicating nearly full-time hours. He also works in compliance for Ariel Alternatives since 2021, spending about a quarter of his time.
Employment History
Current Registrations
Ariel Distributors, LLCBroker
Ariel Investments, LLC
Previous Registrations
Oakpath, LLC
State Registrations1 state
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