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Carter Schmid

10 Years of Experience
Broker

Carter Schmid is a registered investment advisor, based in St. Louis, MO, with 10 years of industry experience.

Location

190 Carondelet Plaza, Suite 600, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carter is a Regional Director and Advisor Consultant/Coach for smaller firms in the Southeast Region through Focus Partners Advisor Solutions, LLC. This takes nearly full-time hours.

Employment History
Current Registrations
Foreside Financial Services, LLC
April 2022 - Present · 4 yrs
Foreside Financial Services, LLCBroker
April 2022 - Present · 4 yrs
Focus Partners Advisor Solutions, LLC
September 2021 - Present · 4 yrs 7 mos
Previous Registrations
Clayton Financial Group, LLC
May 2017 - November 2019 · 2 yrs 6 mos
P.J. Robb Variable CorporationBroker
November 2013 - February 2017 · 3 yrs 3 mos
State Registrations9 states
INKSKYLAMIMONEOHWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Carter Schmid - Financial Advisor | TrueAdvisor