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Carter Randolph Schmid

9 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
44 advisors
Number of Clients
33,329 clients
Average Client Portfolio
$896K average
Assets Under Management
$29.9B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K0.65%
$500K - $1.0M0.35%
$1.0M - $5.0M0.25%
$5M+0.20%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

190 Carondelet Plaza, Suite 600, St. Louis, MO, 63105

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carter is a Regional Director and Advisor Consultant/Coach for smaller firms in the Southeast Region through Focus Partners Advisor Solutions, LLC. This takes nearly full-time hours.

Employment History
Current Registrations
Foreside Financial Services, LLC
April 2022 - Present · 3 yrs 10 mos
Foreside Financial Services, LLCBroker
April 2022 - Present · 3 yrs 10 mos
Focus Partners Advisor Solutions, LLC
September 2021 - Present · 4 yrs 5 mos
Previous Registrations
Clayton Financial Group, LLC
May 2017 - November 2019 · 2 yrs 6 mos
P.J. Robb Variable CorporationBroker
November 2013 - February 2017 · 3 yrs 3 mos
State Registrations9 states
INKSKYLAMIMONEOHWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.