NF
CFP
NF
CFP

Nico Fiume

12 Years of Experience
Boca Raton, FL
1 Disclosure

Nico Fiume is a CFP-designated registered investment advisor at Fisher Investments, based in Boca Raton, FL, with 12 years of industry experience. Nico operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 199,922 clients with $390B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
2683 advisors
Number of Clients
199,922 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$386.7B

Fee Structure

Minimum Investment:$10M
Investment management only (planning not offered)

Fisher Investments primarily serves institutional clients. The firm's fee structure varies depending on the investment strategy and the amount invested. Fees are calculated as a percentage of the assets managed. For some strategies, there is also a performance-based fee. Fees may be negotiable for higher asset levels. Fisher Investments also manages retirement plans, with fees up to 0.80% of assets managed.

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Location

Boca Raton, FL

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History

Regulatory History (1)
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Employment Separation After Allegations
October 2025
Employment History
Current Registrations
Fisher Investments
November 2025 - Present · 6 mos
Previous Registrations
Charles Schwab & CO., INC.
March 2022 - October 2025 · 3 yrs 7 mos
Charles Schwab & CO., INC.Broker
January 2022 - October 2025 · 3 yrs 9 mos
TD Ameritrade Investment Management, LLC
July 2016 - September 2023 · 7 yrs 2 mos
TD Ameritrade, INC.
July 2016 - October 2022 · 6 yrs 3 mos
TD Ameritrade, INC.Broker
July 2016 - July 2024 · 8 yrs
AXA Advisors, LLC
October 2013 - June 2016 · 2 yrs 8 mos
AXA Advisors, LLCBroker
September 2013 - June 2016 · 2 yrs 9 mos
Rockwell Securities LLCBroker
January 2013 - June 2013 · 5 mos
State Registrations2 states
FLTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.