Puneet Chawla is a registered investment advisor at Cetera Investment Advisers LLC, based in Gurugram, with 13 years of industry experience. Puneet operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Plot #22A Udyog Vihar, Gurugram, 122015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Puneet works as a process developer in operations processing for Genpact since 2012. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Wealth Services, LLC
Cetera Advisors LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Financial Specialists LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Allied Securities, INC.Broker
Summit Brokerage Services, INC.Broker
Girard Securities, INC.Broker
Investors Capital CORP.Broker
Vsr Financial Services, INC.Broker
State Registrations2 states
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