AL
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Alexander Dale Larson

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,051 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$5.6B

Fee Structure

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Location

788 Main Street, Dubuque, IA, 52001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander is a member of the Board of Trustees for Dubuque Golf and Country Club, dedicating minimal time. He also offers investment services through Mariner Platform Solutions, taking up a full-time commitment.

Employment History
Current Registrations
Mariner Independent
April 2025 - Present · 10 mos
Previous Registrations
LPL Financial LLC
November 2012 - April 2025 · 12 yrs 5 mos
LPL Financial LLCBroker
September 2012 - April 2025 · 12 yrs 7 mos
State Registrations1 state
IA
Advisor
Exams
No exam information available for this advisor.