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Walter Hammond

Supreme Alliance LLC
12 Years of Experience
Roswell, GA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Walter Hammond is a registered investment advisor at Supreme Alliance LLC, based in Roswell, GA, with 12 years of industry experience. Walter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 109 clients with $35M in assets under management.

Supreme Alliance LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
109 clients
Average Client Portfolio
$324K average
Assets Under Management
$35.3M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)

SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.

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Location

875 Old Roswell Rd Suite G100, Roswell, GA, 30076

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
April 2019
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Walter owns rental real estate since 2017. He is also a registered representative for Supreme Alliance, LLC, a broker-dealer, and spends minimal time on securities and insurance product sales. Walter is a principal/owner of Cedar Valley Capital, dedicating nearly full-time hours to investment management and financial planning.

Employment History
Current Registrations
Supreme Alliance LLC
August 2020 - Present · 6 yrs 2 mos
Supreme Alliance LLCBroker
August 2020 - Present · 6 yrs 2 mos
Cedar Valley Capital LLC
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan Stanley
October 2013 - April 2019 · 5 yrs 6 mos
Morgan StanleyBroker
October 2013 - April 2019 · 5 yrs 6 mos
State Registrations5 states
FLGANCNMTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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