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David Anderson

Robert W. Baird & CO. Incorporated
14 Years of Experience
Midland, MI
1 DisclosureBroker
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David Anderson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Midland, MI, with 14 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

3320 Ridgecrest Drive, Ste 100, Midland, MI, 48642

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the President, Director, and Board Member of Saginaw Field and Stream, overseeing the Investment/Finance Committee, and is involved with Lions Club International as a member and governor. These activities each take about 10-20% of his time.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. Incorporated
October 2019 - Present · 7 yrs
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 7 yrs
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
October 2012 - October 2019 · 7 yrs
J.J.B. Hilliard, W.L. Lyons, LLCBroker
September 2012 - October 2019 · 7 yrs 1 mo
State Registrations37 states
ALAZCACOCTFLGAHIIAIDILINKSKYLAMAMDMEMIMNMONCNENJNMNVOHORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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