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Vasilios Ninopoulos

12 Years of Experience
Santa Fe, NM
Broker

Vasilios Ninopoulos is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Santa Fe, NM, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

123 E Marcy St, Santa Fe, NM, 87501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vasilios is an owner of multiple LLCs (Ninops Montgomery LLC, Adelphia Properties LLC, Ninops Prospect LLC, and Ninops Hidden Valley LLC) related to rental properties and land, dedicating minimal time to each. He also works as a firefighter/medical responder for the City of Yonkers Fire Department, which takes nearly full-time hours.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2015 - Present · 11 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - Present · 11 yrs 4 mos
Previous Registrations
United Capital Financial Advisers
August 2012 - July 2014 · 1 yr 11 mos
State Registrations47 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.