Cory Sims
Cory Sims is a registered investment advisor at Sims Investment Management LLC, based in Cincinnati, OH, with 13 years of industry experience. Cory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,752 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fees for comparable services may be available from other sources at a lower cost. The client will be charged separate fees for exchange, regulatory, and/or third-party fees. These fees are negotiable.
Fee Estimator
Location
3322 Erie Ave., Suite 200, Cincinnati, OH, 45208
Get directionsHistory
Regulatory History (1)
Regulatory
December 2013Other Business Activities
Cory is involved in several outside business activities, including real estate investment and building management, non-profit foundations, a real estate development company, holding companies, and an estate planning platform. Cory dedicates minimal time to each of these activities.
Employment History
Current Registrations
Sims Investment Management LLC
Previous Registrations
Valhalla Investment Advisory, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.