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Adriana Cox

13 Years of Experience
Torrance, CA
BrokerSells Insurance

Adriana Cox is a registered investment advisor at Cetera Investment Advisers LLC, based in Torrance, CA, with 13 years of industry experience. Adriana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

25500 Hawthorne Blvd Ste 1140, Torrance, CA, 90505

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Adriana sells fixed insurance products, including life, annuities, and long-term care, dedicating a few hours per week. She also owns a health and wellness counseling/coaching business and works full-time as a Sr. Sales Administration Manager for Seiko Instruments USA.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2015 - June 2023 · 7 yrs 11 mos
Transamerica Financial Advisors, INC.
November 2012 - May 2015 · 2 yrs 6 mos
Transamerica Financial Advisors, INCBroker
October 2012 - May 2015 · 2 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Adriana Cox - Financial Advisor | TrueAdvisor