DA
DA

Dawn Alexander

12 Years of Experience
Chapin, SC
Broker

Dawn Alexander is a registered investment advisor at Morgan Stanley, based in Chapin, SC, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

Chapin, SC

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Dawn is involved in several outside business activities. She owns real estate investments, is an independent contractor for direct sales of nutritional products, is president of a real estate holdings and management company, and is a member of the Exit Planning Institute, spending minimal time on each activity.

Employment History
Current Registrations
Morgan Stanley
December 2016 - Present · 9 yrs 5 mos
Morgan StanleyBroker
December 2016 - Present · 9 yrs 5 mos
Previous Registrations
Bb&t Securities, LLC
September 2013 - September 2016 · 3 yrs
Bb&t Securities, LLCBroker
August 2013 - September 2016 · 3 yrs 1 mo
State Registrations42 states
ALARAZCACOCTDCFLGAIAILINKYLAMAMDMEMIMNMOMTNCNDNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dawn Alexander - Financial Advisor | TrueAdvisor