Farralon Udom is a registered investment advisor at RBC Capital Markets, LLC, based in San Francisco, CA, with 12 years of industry experience. Farralon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
345 California Street, San Francisco, CA, 94104-2642
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Farralon owns and leases residential property in Brooklyn, dedicating minimal time to this activity. He also serves as Treasurer on the Board of Directors for the Delta San Francisco-Peninsula Foundation, a charitable organization, spending a few hours per week on financial record keeping, investment recommendations, and executing trades.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Tora Trading Services, LLCBroker
State Registrations38 states
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