Pei Liu is a registered investment advisor at E. A. Horwitz LLC, based in Deerfield, IL, with 13 years of industry experience. Pei operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 369 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
E.A. Horwitz, LLC charges a percentage of your portfolio for ongoing monitoring, ranging from 0.625% to 2.00% per year, billed quarterly in advance. This fee may be negotiable. No advisory fee is charged on fixed income securities, cash, or money markets. Open-ended mutual funds are billed on a per-fund basis, and ticket charges may apply to mutual fund trades.
Location
1650 Lake Cook Rd., Suite 190, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Pei operates under the DBA Horwitz & Associates for securities business. Pei is also an Investment Adviser Representative for E.A. Horwitz LLC, a Registered Investment Advisor.
Employment History
Current Registrations
E. A. Horwitz LLC
Previous Registrations
Western International Securities, INC.Broker
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
Morgan Stanley
Morgan StanleyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.