JT
JT
Jason Topper is a registered investment advisor, based in Frederick, MD, with 14 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3538 Worthington Blvd., Unit 101, Frederick, MD, 21704
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
June 2015Other Business ActivitiesSells Insurance
Jason is involved with two outside business activities. He is an advisor for Covenant Capital, a DBA/support company, and an independent insurance agent recommending life insurance and annuity products, dedicating about 10-20% of his time to the insurance business.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2025 - Present · 1 yr 6 mos
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2019 - January 2020 · 6 mos
Turning Point Financial
July 2019 - January 2025 · 5 yrs 6 mos
Cambridge Investment Research, INC.Broker
June 2015 - July 2019 · 4 yrs 1 mo
Cambridge Investment Research Advisors, INC.
June 2015 - July 2019 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - July 2015 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - July 2015 · 2 yrs 10 mos
State Registrations11 states
ALFLILMDNCNMPATNVAWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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