JA
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Justin Aisenbaum

11 Years of Experience
New York, NY
Broker

Justin Aisenbaum is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 11 years of industry experience. Justin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
86 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

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Location

51 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
October 2018 - Present · 7 yrs 7 mos
Nylife Distributors LLC
October 2018 - Present · 7 yrs 7 mos
Nylife Distributors LLCBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.
February 2017 - October 2018 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
February 2017 - October 2018 · 1 yr 8 mos
Stifel, Nicolaus & Company, Incorporated
March 2015 - December 2015 · 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2013 - December 2015 · 2 yrs 8 mos
Commerce One Financial INC.Broker
August 2012 - August 2012 · 0 mos
State Registrations16 states
CAFLGAILLAMONCNDNJNYOHPASCTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.