AJ
AJ

Amy Joslin

7 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net WorthCharitable GivingFinancial Planning & CoachingInsurance PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
36 advisors
Number of Clients
2,517 clients
Average Client Portfolio
$144K average
Assets Under Management
$362.0M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

17207 N Perimeter Drive #120, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Amy is an investment advisor representative (IAR) with Transce3nd, LLC, dedicating a few hours per week. She is also a registered representative with The Household Endowment Model and VFO (Virtual Family Office) Advisory Group, each taking about a quarter of her time, though the latter is uncompensated.

Employment History
Current Registrations
Transce3nd LLC
September 2023 - Present · 2 yrs 5 mos
Realta Equities, INC.
July 2021 - Present · 4 yrs 7 mos
Realta Equities, INC.Broker
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Coastal Investment Advisors
June 2022 - December 2023 · 1 yr 6 mos
Center Street Securities, INC.Broker
August 2018 - July 2021 · 2 yrs 11 mos
Emerson Equity LLCBroker
March 2018 - July 2018 · 4 mos
Ndx Trading, INC.Broker
February 2013 - April 2013 · 2 mos
State Registrations6 states
AZCANVOKTXWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.