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David Rogers

Park Avenue Securities LLC
12 Years of Experience
Atlanta, GA
2 DisclosuresBroker
View SEC Summary
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David Rogers is a registered investment advisor at Park Avenue Securities LLC, based in Atlanta, GA, with 12 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5600 Glenridge Dr., Suite 600 East, Atlanta, GA, 30342

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2017
Judgment / Lien
September 2006
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the executor and beneficiary of the Rogers Family Trust since 2016, and the executor of the Collins Will since 2018. These activities require minimal time and are investment related.

Employment History
Current Registrations
Park Avenue Securities LLC
January 2018 - Present · 8 yrs 9 mos
Park Avenue Securities LLC
January 2018 - Present · 8 yrs 9 mos
Park Avenue Securities LLCBroker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
April 2014 - January 2017 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
April 2014 - January 2017 · 2 yrs 9 mos
Morgan Stanley
November 2012 - September 2013 · 10 mos
Morgan StanleyBroker
November 2012 - September 2013 · 10 mos
State Registrations11 states
AZCAFLGAILMENCNYPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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