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William Proctor

13 Years of Experience
New York, NY
Broker

William Proctor is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 13 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

126 East 86th Street, Apt 11B, New York, NY, 10028

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2013 - Present · 12 yrs 9 mos
Neuberger Berman Bd LLC
November 2012 - Present · 13 yrs 6 mos
Neuberger Berman Bd LLCBroker
November 2012 - Present · 13 yrs 6 mos
State Registrations37 states
AZCACOCTDCDEFLGAIAILINKSKYMAMDMEMIMNMOMSNCNHNJNVNYOHOKORPARISCSDTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Proctor - Financial Advisor | TrueAdvisor