Randolph Daniels is a registered investment advisor, based in Miami, FL, with 13 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History (1)
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Customer Dispute
October 2022Denied
Other Business Activities
Randolph is the treasurer for the UTSA Alumni Association, a non-profit charitable organization, since 2020. He dedicates minimal time to preparing financial reports, participating in committees, and fundraising.
Employment History
Current Registrations
Sanctuary Securities, INC.
April 2021 - Present · 5 yrs 1 mo
Sanctuary Advisors, LLC
April 2021 - Present · 5 yrs 1 mo
Sanctuary Securities, INC.Broker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2017 - April 2021 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2017 - April 2021 · 3 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - April 2017 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2012 - April 2017 · 4 yrs 7 mos
State Registrations3 states
ARCOTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.