Daniel Karlsberg
Daniel Karlsberg is a registered investment advisor at LPL Financial LLC, based in Marana, AZ, with 13 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
12120 N Dove Mountain Blvd Ste 182, Marana, AZ, 85658
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2016Criminal
July 2007Other Business ActivitiesSells Insurance
Daniel is the president of Freedom Trail Financial and an independent insurance agent for various companies, dedicating about 10-20% of his time to investment-related activities. He also works as an advisory representative of a registered investment advisor (RIA), spending about a quarter of his time on investment-related activities, and is a notary, spending minimal time on this.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Kovack Securities INC.Broker
Kovack Advisors, INC.
Edward Jones
Edward JonesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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