RF
CFP
RF
CFP

Ryan Fischer

13 Years of Experience
Phoenix, AZ
2 DisclosuresBrokerSells Insurance

Ryan Fischer is a CFP-designated registered investment advisor, based in Phoenix, AZ, with 13 years of industry experience.

Location

5300 N Central Avenue, Suite 110, Phoenix, AZ, 85012

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2013
Denied
Criminal
April 2010
Final Disposition
Other Business ActivitiesSells Insurance

Ryan is a financial advisor at PK Financial Strategies, LLC, spending significantly more than full-time hours assisting with fee-based asset management and financial advice. He also recommends and sells EIAs, provides health insurance guidance through RPF Capital, LLC, and sells insurance products through Avantax, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Pk Financial Strategies, LLC
March 2020 - December 2022 · 2 yrs 9 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
November 2016 - October 2019 · 2 yrs 11 mos
1st Global Capital CORP.Broker
November 2016 - October 2019 · 2 yrs 11 mos
USAA Financial Planning Services
March 2015 - June 2016 · 1 yr 3 mos
USAA Financial Advisors, INC.Broker
March 2015 - June 2016 · 1 yr 3 mos
AXA Advisors, LLC
November 2012 - January 2015 · 2 yrs 2 mos
AXA Advisors, LLCBroker
September 2012 - January 2015 · 2 yrs 4 mos
State Registrations38 states
AKALAZCACOCTFLGAIAIDILINKSLAMAMDMIMNMOMSMTNCNDNENHNJNMNVNYOKPARISCTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ryan Fischer - Financial Advisor | TrueAdvisor