Maximus Disesa is a CFP-designated registered investment advisor, based in Poughkeepsie, NY, with 13 years of industry experience. Maximus is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2515 South Road, Poughkeepsie, NY, 12601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maximus has business ownership and outside employment roles with 7B Ventures, LLC, both investment-related, taking about 10-20% of his time. He also serves as a board member for DiSesa, which is not investment-related, dedicating a few hours per week.
Employment History
Current Registrations
Newedge Securities, LLCBroker
Newedge Advisors
Previous Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Kingsview Wealth Management, LLC
Edward Jones
Edward JonesBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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