Maximus Disesa is a CFP-designated registered investment advisor at Newedge Advisors, based in Poughkeepsie, NY, with 13 years of industry experience. Maximus operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 42,946 clients with $27B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NewEdge Advisors manages investments through a wrap fee program. Clients pay a single annual fee, not to exceed 2.50%, which covers investment advice and custodial transaction costs. The fee is calculated based on the value of the account and is billed quarterly in advance. Fees are negotiable. Clients may pay more for the wrap fee service than they would for non-wrap services, depending on their account's trading activity.
Location
2515 South Road, Poughkeepsie, NY, 12601-5473
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Maximus has business ownership and outside employment roles with 7B Ventures, LLC, both investment-related, taking about 10-20% of his time. He also serves as a board member for DiSesa, which is not investment-related, dedicating a few hours per week.
Employment History
Current Registrations
Newedge Advisors
Newedge Securities, LLCBroker
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Kingsview Wealth Management, LLC
Edward Jones
Edward JonesBroker
State Registrations23 states
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