TS
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Thomas Scotto
8 Years of Experience
old bridge, NJ
1 DisclosureBroker
Thomas Scotto is a registered investment advisor at MML Investors Services, LLC, based in old bridge, NJ, with 8 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
old bridge, NJ
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 2018Employment History
Current Registrations
MML Investors Services, LLC
September 2026 - Present · 1 mo
MML Investors Services, LLC
July 2026 - Present · 3 mos
MML Investors Services, LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Regal Investment Advisors LLC
March 2024 - October 2024 · 7 mos
Regulus Financial Group, LLCBroker
March 2024 - October 2024 · 7 mos
MML Investors Services, LLC
May 2021 - January 2024 · 2 yrs 8 mos
MML Investors Services, LLCBroker
February 2020 - January 2024 · 3 yrs 11 mos
J.P. Morgan Securities LLC
July 2016 - November 2018 · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
June 2016 - November 2018 · 2 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2014 - May 2016 · 1 yr 9 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.