KB
KB
Keith Brennan is a registered investment advisor at Neuberger Berman Bd LLC, based in Roslyn Heights, NY, with 12 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Roslyn Heights, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
November 2024 - Present · 1 yr 6 mos
Neuberger Berman Bd LLC
September 2024 - Present · 1 yr 8 mos
Neuberger Berman Bd LLCBroker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
First Manhattan Securities LLCBroker
November 2021 - March 2024 · 2 yrs 4 mos
Neuberger Berman Bd LLCBroker
May 2015 - November 2021 · 6 yrs 6 mos
Neuberger Berman Bd LLC
May 2015 - November 2021 · 6 yrs 6 mos
City National Rochdale
December 2013 - May 2015 · 1 yr 5 mos
Rim Securities LLCBroker
October 2012 - May 2015 · 2 yrs 7 mos
State Registrations3 states
FLNYVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.