MM
CFP
MM
CFP

Michael John Moss

13 Years of Experience
Broker
Areas of Practice
Retirement PlanningEstate PlanningTax PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
3,703 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$4.9B

Fee Structure

Minimum Investment:$5K
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Location

192 Ballard Court, Suite 400, Virginia Beach, VA, 23462

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a registered admin at Summit Group of Virginia, LLP, supporting their BD side and RIA growth, dedicating a few hours per week. He also serves as CEO and Chief Compliance Officer of The Ascent Group, LLC, acquired by Alera Group, Inc., managing its day-to-day operations and compliance program full-time.

Employment History
Current Registrations
Alera Securities LLCBroker
November 2025 - Present · 3 mos
Alera Securities LLC
November 2025 - Present · 3 mos
The Ascent Group, LLC
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
August 2024 - November 2025 · 1 yr 3 mos
Triad Advisors LLCBroker
February 2023 - August 2024 · 1 yr 6 mos
Ameritas Advisory Services
April 2021 - May 2021 · 1 mo
Ameritas Investment Company, LLCBroker
April 2021 - January 2023 · 1 yr 9 mos
Ameritas Advisory Services
January 2014 - April 2021 · 7 yrs 3 mos
Ameritas Investment Company, LLCBroker
October 2012 - April 2021 · 8 yrs 6 mos
State Registrations1 state
VA
Advisor
Exams
No exam information available for this advisor.