Michael Moss is a CFP-designated registered investment advisor, based in Aldie, VA, with 13 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Aldie, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is a registered admin at Summit Group of Virginia, LLP, supporting their BD side and RIA growth, dedicating a few hours per week. He also serves as CEO and Chief Compliance Officer of The Ascent Group, LLC, acquired by Alera Group, Inc., managing its day-to-day operations and compliance program full-time.
Employment History
Current Registrations
Alera Securities LLCBroker
Alera Securities LLC
The Ascent Group, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
Ameritas Advisory Services
Ameritas Investment Company, LLCBroker
State Registrations1 state
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