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Alan Feinberg

Sb Advisory, LLC
13 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
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Alan Feinberg is a registered investment advisor at Sb Advisory, LLC, based in Boca Raton, FL, with 13 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 2,744 clients with $1.1B in assets under management.

Sb Advisory, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,744 clients
Average Client Portfolio
$401K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

Fees are negotiable. Third-party manager programs charge an additional fee up to 1.25% with total fees not to exceed 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Boca Raton, FL

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History

Regulatory History (2)
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Employment Separation After Allegations
December 2022
Employment Separation After Allegations
August 2021
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sb Advisory, LLC
January 2023 - Present · 3 yrs 9 mos
San Blas Securities LLC
December 2022 - Present · 3 yrs 10 mos
San Blas Securities LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Oppenheimer & CO. INC.
January 2022 - December 2022 · 11 mos
Oppenheimer & CO. INC.Broker
October 2021 - December 2022 · 1 yr 2 mos
Morgan Stanley
November 2012 - September 2021 · 8 yrs 10 mos
Morgan StanleyBroker
November 2012 - September 2021 · 8 yrs 10 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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