Ojas Sardesai
Ojas Sardesai is a registered investment advisor at LPL Financial LLC, based in Lake Katrine, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1639 Ulster Ave (Rte 9W), Lake Katrine, NY, 12449
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ojas has multiple business activities, including HVFCU Financial Services (since 2012) and Wealth Management at Hudson Valley Credit Union (since 2019), both DBAs for his LPL business, with the latter taking nearly full-time. Since 2017, Ojas has also been an agent for Hudson Valley Federal Credit Union Insurance Services, offering Medicare plans.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
State Registrations30 states
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