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Nathan Novotny is a registered investment advisor at Cetera Investment Advisers LLC, based in Mobile, AL, with 11 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
9885 Airport Blvd, Mobile, AL, 36608
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2021 - August 2022 · 9 mos
Raymond James Financial Services, INC.Broker
November 2021 - August 2022 · 9 mos
Bbva Securities INC.Broker
May 2019 - August 2021 · 2 yrs 3 mos
PNC Managed Account Solutions, INC.
May 2019 - August 2021 · 2 yrs 3 mos
Prudential Financial Planning Services
July 2018 - May 2019 · 10 mos
Pruco Securities, LLC.Broker
May 2018 - May 2019 · 1 yr
Hancock Investment Services, INC.
September 2015 - September 2017 · 2 yrs
Hancock Investment Services, INC.Broker
September 2015 - September 2017 · 2 yrs
Morgan Stanley
May 2014 - October 2015 · 1 yr 5 mos
Morgan StanleyBroker
February 2014 - October 2015 · 1 yr 8 mos
State Registrations6 states
ALCAFLGAMSPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.