Charles Brown is a registered investment advisor at LPL Financial LLC, based in Mobile, AL, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5370 Hwy 90 West, Mobile, AL, 36619
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Charles is involved in several family limited partnerships and LLCs related to real estate and investments, dedicating minimal time to each. He also serves as a board member and loan officer at Century Bank, and is the secretary of DTL-LPC, Inc.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.