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James Fendrick

Huntleigh Advisors, INC.
13 Years of Experience
Port Charlotte, FL
2 DisclosuresBroker
View SEC Summary
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James Fendrick is a registered investment advisor at Huntleigh Advisors, INC., based in Port Charlotte, FL, with 13 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,838 clients with $780M in assets under management.

Huntleigh Advisors, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
64 advisors
Number of Clients
1,838 clients
Average Client Portfolio
$425K average
Assets Under Management
$781.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $10.0M1.50%
$10M+1.00%

Fees are negotiable based on criteria such as historical relationships, asset types, and account composition.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18501 Murdock Circle, Suite 301, Port Charlotte, FL, 33948

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2026
Customer Dispute
September 2013
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Huntleigh Advisors, INC.
February 2026 - Present · 8 mos
Huntleigh Securities CorporationBroker
February 2026 - Present · 8 mos
Previous Registrations
Edward Jones
November 2012 - February 2026 · 13 yrs 3 mos
Edward JonesBroker
October 2012 - February 2026 · 13 yrs 4 mos
State Registrations21 states
ARAZCACOCTFLGAILMAMIMNMONCNJNMNYPATXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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