James Fendrick is a registered investment advisor, based in Port Charlotte, FL, with 13 years of industry experience.
Location
Port Charlotte, FL
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
January 2026Customer Dispute
September 2013Denied
Employment History
Current Registrations
Huntleigh Securities Corporation
February 2026 - Present · 2 mos
Huntleigh Advisors, INC.
February 2026 - Present · 2 mos
Huntleigh Securities CorporationBroker
February 2026 - Present · 2 mos
Previous Registrations
Edward Jones
November 2012 - February 2026 · 13 yrs 3 mos
Edward JonesBroker
October 2012 - February 2026 · 13 yrs 4 mos
State Registrations13 states
CACTFLGAMNMONCNJNMNYPATXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.