Shih Liu is a registered investment advisor, based in San Francisco, CA, with 13 years of industry experience.
Location
601 Montgomery St, Suite 1950, San Francisco, CA, 94111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shih is an agent for various insurance companies, offering life, health, dental, vision, and Medicare/Medicaid insurance, dedicating about 10-20% of their time to this activity. Shih also operates under the DBA SWM Financial, taking nearly full-time hours.
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
Arete Wealth Advisors, LLC
Previous Registrations
Portsmouth Financial ServicesBroker
Fiscal Wisdom Wealth Management LLC
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.