EC
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Ernest Cunningham

10 Years of Experience
Brooklyn, OH
Broker

Ernest Cunningham is a registered investment advisor at Key Investment Services LLC, based in Brooklyn, OH, with 10 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.40%
$1M+1.00%

KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

4900 Tiedeman Road, Brooklyn, OH, 44144

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Key Investment Services LLC
June 2025 - Present · 11 mos
Key Investment Services LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Key Investment Services LLC
April 2023 - March 2025 · 1 yr 11 mos
Key Investment Services LLCBroker
April 2023 - March 2025 · 1 yr 11 mos
Ameriprise Financial Services, LLC
May 2021 - April 2023 · 1 yr 11 mos
Ameriprise Financial Services, LLCBroker
May 2021 - April 2023 · 1 yr 11 mos
Cetera Investment Advisers LLC
January 2020 - May 2021 · 1 yr 4 mos
Cetera Investment Services LLCBroker
January 2020 - May 2021 · 1 yr 4 mos
Edward Jones
February 2018 - January 2020 · 1 yr 11 mos
Edward JonesBroker
January 2018 - January 2020 · 2 yrs
Eugene Brydon Financial Services
October 2013 - December 2015 · 2 yrs 2 mos
State Registrations4 states
MONYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Ernest Cunningham - Financial Advisor | TrueAdvisor