Pedro Rodriguez is a CFP-designated registered investment advisor, based in Lowell, MA, with 13 years of industry experience. Pedro is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Lowell, MA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
July 2022 - Present · 4 yrs 3 mos
T. Rowe Price Advisory Services, INC.
July 2022 - Present · 4 yrs 3 mos
T. Rowe Price Investment Services, INC.Broker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Advised Assets Group, LLC
June 2017 - May 2022 · 4 yrs 11 mos
Gwfs Equities, INC.Broker
January 2015 - May 2022 · 7 yrs 4 mos
Putnam Retail Management Limited PartnershipBroker
November 2012 - January 2015 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Jennifer Murphy, CFPAdvanced Portfolio Design, LLC