Khiet Vo is a registered investment advisor at LPL Financial LLC, based in Elk Grove, CA, with 13 years of industry experience. Khiet is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
7500 Elk Grove Blvd, Elk Grove, CA, 95757
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2018Other Business Activities
Khiet works as an advisor at BMO Bank NA, dedicating all of his time to this role. He also works at BMO Investment Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Bancwest Investment Services, INC. (bwis)
Bancwest Investment Services, INC.Broker
Hsbc Securities (USA) INC.Broker
Wells Fargo Clearing Services, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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