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Douglas Johnson

13 Years of Experience
Bedford, NH
BrokerSells Insurance

Douglas Johnson is a registered investment advisor at MML Investors Services, LLC, based in Bedford, NH, with 13 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

43 Constitution Drive, Suite 201, Bedford, NH, 03110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is an agent for individual life insurance since 2015, and owns rental property since 2003, dedicating minimal time to each. He is also an officer and team manager for a youth baseball team, spending about 10-20% of his time, and owns a sports memorabilia sales business, spending minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
January 2014 - Present · 12 yrs 6 mos
MML Investors Services, LLCBroker
September 2013 - Present · 12 yrs 10 mos
Previous Registrations
Ameriprise Financial Services, INC.
January 2013 - August 2013 · 7 mos
Ameriprise Financial Services, INC.Broker
December 2012 - August 2013 · 8 mos
State Registrations21 states
AZCODCFLGAKSMAMDMENCNHNJNMNYOHOKPASCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.