Andrew Thomas is a registered investment advisor, based in Colorado Springs, CO, with 10 years of industry experience.
Location
2260 Briargate Parkway, Colorado Springs, CO, 80920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
December 2024 - Present · 1 yr 5 mos
T. Rowe Price Advisory Services, INC.
December 2024 - Present · 1 yr 5 mos
T. Rowe Price Investment Services, INC.Broker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Foreside Fund Services, LLCBroker
December 2023 - March 2024 · 3 mos
Transamerica Capital, INC.Broker
April 2021 - November 2022 · 1 yr 7 mos
Invesco Distributors, INC.Broker
May 2019 - September 2020 · 1 yr 4 mos
Oppenheimerfunds Distributor, INC.Broker
December 2012 - May 2019 · 6 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.