Dwayne Daniels is a registered investment advisor, based in West Chester, OH, with 10 years of industry experience.
Location
8055 Cincinnati Dayton Rd, West Chester, OH, 45069-2003
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
December 2014Final Disposition
Other Business Activities
Dwayne is self-employed as a musician since 1993. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
July 2024 - Present · 1 yr 10 mos
Allstate Financial Services, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
W&s Brokerage Services, INC.
December 2023 - August 2024 · 8 mos
W&s Brokerage Services, INC.Broker
September 2022 - August 2024 · 1 yr 11 mos
Allstate Financial Services, LLCBroker
December 2021 - August 2022 · 8 mos
Allstate Distributors, L.L.C.Broker
June 2018 - October 2021 · 3 yrs 4 mos
Allstate Financial Services, LLCBroker
February 2017 - June 2018 · 1 yr 4 mos
Raymond James Financial Services, INC.Broker
August 2014 - September 2014 · 1 mo
Nationwide Securities, LLCBroker
February 2013 - April 2014 · 1 yr 2 mos
State Registrations6 states
FLINKYMIOHWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.