Nicole Clarke is a ChFC-designated registered investment advisor, based in Oceanside, NY, with 12 years of industry experience.
Location
Oceanside, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Distributors LLC
October 2022 - Present · 3 yrs 11 mos
New York Life Investment Management LLC
October 2022 - Present · 3 yrs 11 mos
Nylife Distributors LLCBroker
October 2022 - Present · 3 yrs 11 mos
Previous Registrations
Eagle Strategies LLC
March 2022 - March 2023 · 1 yr
Nylife Securities LLCBroker
September 2013 - November 2022 · 9 yrs 2 mos
State Registrations18 states
AZCOCTFLGAILMAMIMNNHNJNYOHPAPRTXVAVirgin Islands
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.