DM
DM

Douglas Marshall

13 Years of Experience
Melville, NY
Broker

Douglas Marshall is a registered investment advisor at Morgan Stanley, based in Melville, NY, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

58 South Service Road, Suite 400, Melville, NY, 11747

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Douglas serves as a trustee or co-trustee for a trust in Boynton Beach, Florida, since February 2022. This activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Morgan StanleyBroker
October 2012 - Present · 13 yrs 7 mos
State Registrations43 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.