Shane Caldwell is a CFP-designated registered investment advisor at Tvamp, LLC, based in Morristown, TN, with 13 years of industry experience. Shane is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,553 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $300K | 1.75% |
| $300K - $750K | 1.50% |
| $750K - $1.5M | 1.25% |
| $1.5M+ | 1.00% |
Maximum annual advisory fee is 2.00% of assets under management. Fees are negotiable based on account size and complexity.
Fee Estimator
Location
3101 Millers Point Drive, Morristown, TN, 37813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shane provides investment advisory services through Tennessee Valley Asset Management Partners, LLC, dedicating nearly full-time hours to this activity. Shane is also an agent for Tennessee Brokerage Agency selling non-variable insurance, spending a few hours per week on this.
Employment History
Current Registrations
Tvamp, LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cetera Advisor Networks LLCBroker
Girard Securities, INC.Broker
United Capital Financial Advisers
Ronald Blue & CO. LLC
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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