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Daniel Beck

Equitable Advisors, LLC
13 Years of Experience
San Francisco, CA
9 DisclosuresBroker
View SEC Summary
View SEC Summary

Daniel Beck is a registered investment advisor at Equitable Advisors, LLC, based in San Francisco, CA, with 13 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 73,011 clients with $42B in assets under management.

Equitable Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4651 advisors
Number of Clients
73,011 clients
Average Client Portfolio
$582K average
Assets Under Management
$42.5B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

View Full SEC Brochure

Location

275 Battery Street, Suite 700, San Francisco, CA, 94111

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History

Regulatory History (9)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
April 2023
Final
Customer Dispute
November 2020
Settled
Financial
June 2020
Final
Financial
January 2020
Final
Financial
February 2019
Final
Financial
July 2018
Final
Financial
December 2017
Final
Financial
September 2017
Final
Financial
March 2017
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel is a member of ProVisors, executor of his deceased father's estate, co-author of a book (receiving no royalties), and trustee for his mother's trust with financial power of attorney. None of these activities appear to be investment-related or involve insurance sales.

Employment History
Current Registrations
Equitable Advisors, LLC
September 2016 - Present · 10 yrs 1 mo
Equitable Advisors, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Beck Investment Partners, LLC
January 2015 - December 2015 · 11 mos
Beck Investment Partners, LLC
April 2013 - December 2014 · 1 yr 8 mos
State Registrations10 states
AKCAGAIDILMEMTNYPAUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Daniel Beck - Financial Advisor | TrueAdvisor