Yu Chen
Yu Chen is a CFP-designated registered investment advisor at Infinity Financial Services Advisory, based in South El Monte, CA, with 13 years of industry experience. Yu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 667 clients with $150M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFSA's annual portfolio management fees are based on the amount of your portfolio and range from 0.25% to 2.50%. The exact fee depends on the amount you invest. There is a minimum fee of 0.25% per year, but this may be waived at IFSA's discretion. In addition to the portfolio management fee, there is a monthly service and reporting fee that is the higher of 5 basis points of the account value or $100, both pro-rated for the number of active days in the billing cycle.
Location
11223 Rush St, Suite G, South El Monte, CA, 91733
Get directionsHistory
Regulatory History (1)
Criminal
January 1999Other Business ActivitiesSells Insurance
Yu operates under the DBA name of Unigen Insurance Services, Inc. for brokering non-registered insurance products and is the owner of MYZ Financial & Insurance Services, engaging in insurance products such as health, life, and property/casualty insurance, dedicating about 10-20% of their time. Yu also serves as CFO for Forte Tools Inc, a wholesale distributor of industrial products, spending about 10-20% of their time reviewing business operations and optimizing workflows.
Employment History
Current Registrations
Infinity Financial Services Advisory
Infinity Financial ServicesBroker
Previous Registrations
Alden Capital
J. Alden Associates, INC.Broker
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.