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James Atkins

Sterling Capital Management LLC
13 Years of Experience
Charlotte, NC
Broker
View SEC Summary
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James Atkins is a registered investment advisor at Sterling Capital Management LLC, based in Charlotte, NC, with 13 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,508 clients with $69B in assets under management.

Sterling Capital Management LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
3,508 clients
Average Client Portfolio
$19.7M average
Assets Under Management
$69.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Minimum Annual Fee:$10,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $5.0M1.00%
$5.0M - $15.0M0.75%
$15.0M - $25.0M0.65%
$25M+0.50%

Rates shown reflect family office and foundation equity schedule. Different strategies and client types have separate fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4350 Congress Street, Suite 1000, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a Regional Consultant/Director at Sterling Capital Management LLC since 2015. This role takes up a full-time commitment.

Employment History
Current Registrations
Sterling Capital Management LLC
January 2016 - Present · 10 yrs 9 mos
Sterling Capital Distributors, LLC
January 2016 - Present · 10 yrs 9 mos
Sterling Capital Distributors, LLCBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
Wells Fargo Advisors, LLC
May 2014 - December 2015 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2013 - May 2014 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - May 2014 · 9 mos
Jackson National Life Distributors LLCBroker
January 2013 - February 2013 · 1 mo
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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