JA
JA

James S Atkins

12 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
37 advisors
Number of Clients
3,535 clients
Average Client Portfolio
$18.7M average
Assets Under Management
$66.2B

Fee Structure

Financial Planning:Investment management only
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Location

4350 Congress Street, Suite 1000, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is a Regional Consultant/Director at Sterling Capital Management LLC since 2015. This role takes up a full-time commitment.

Employment History
Current Registrations
Sterling Capital Management LLC
January 2016 - Present · 10 yrs 1 mo
Sterling Capital Distributors, LLCBroker
January 2016 - Present · 10 yrs 1 mo
Sterling Capital Distributors, LLC
January 2016 - Present · 10 yrs 1 mo
Previous Registrations
Wells Fargo Advisors, LLC
May 2014 - December 2015 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - May 2014 · 9 mos
Jackson National Life Distributors LLCBroker
January 2013 - February 2013 · 1 mo
State Registrations51 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.