John Farrell is a registered investment advisor, based in Panama City, FL, with 13 years of industry experience.
Location
2305 Highway 77, Panama City, FL, 32405
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a board member for Anchorage Children's Home, attending monthly meetings to support the charity. He is also a co-owner of Slainte Holdings LLC with his spouse, buying and renting out properties.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Hancock Whitney Investment Services INC.
July 2022 - August 2022 · 1 mo
Hancock Whitney Investment Services INC.Broker
July 2022 - August 2022 · 1 mo
Wells Fargo Clearing Services, LLC
July 2018 - July 2022 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
June 2016 - July 2022 · 6 yrs 1 mo
AXA Distributors, LLCBroker
May 2014 - June 2016 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
December 2012 - May 2014 · 1 yr 5 mos
State Registrations9 states
ALFLGAMIMONJNMNYTN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.