Windy Fino is a registered investment advisor, based in Santa Barbara, CA, with 13 years of industry experience.
Location
24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Windy provides operational support for Meridien Benefits, Inc., a consulting and life insurance marketing company. This activity requires a few hours per week.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
March 2018 - Present · 8 yrs 2 mos
Previous Registrations
Pensionmark Securities, LLCBroker
December 2018 - October 2025 · 6 yrs 10 mos
Meridien Financial Group, INC.Broker
October 2012 - March 2022 · 9 yrs 5 mos
State Registrations1 state
RI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.