Adam Avila is a CFP-designated registered investment advisor, based in Newport, RI, with 13 years of industry experience.
Location
51 Long Wharf Mall, Newport, RI, 02840
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Regulatory History (1)
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Customer Dispute
July 2015Withdrawn
Other Business ActivitiesSells Insurance
Adam is an investment advisor representative (IAR) with Pallas Capital Advisors, managing client portfolios full-time. He also works as a fixed insurance agent, selling insurance and annuity products for a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
February 2025 - Present · 1 yr 2 mos
Pallas Capital Advisors, LLC
June 2022 - Present · 3 yrs 10 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2022 - November 2023 · 1 yr 3 mos
Pruco Securities, LLC.Broker
April 2020 - June 2022 · 2 yrs 2 mos
Prudential Financial Planning Services
April 2020 - June 2022 · 2 yrs 2 mos
Prudential Financial Planning Services
April 2015 - February 2020 · 4 yrs 10 mos
Pruco Securities, LLC.Broker
December 2012 - February 2020 · 7 yrs 2 mos
State Registrations3 states
NHRISC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.