Peter Chow is a registered investment advisor, based in El Monte, CA, with 13 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold.
Location
9650 Flair Dr, El Monte, CA, 91731
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Regulatory History (1)
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Customer Dispute
March 2025Settled
Other Business Activities
Peter owns Pan's Home LLC, which involves rental properties. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2024 - Present · 1 yr 11 mos
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2023 - November 2024 · 1 yr 2 mos
Citigroup Global Markets INC.
September 2023 - November 2024 · 1 yr 2 mos
Cetera Investment Advisers LLC
August 2018 - September 2023 · 5 yrs 1 mo
Cetera Investment Services LLCBroker
August 2018 - September 2023 · 5 yrs 1 mo
U.S. Bancorp Investments, INC.
February 2017 - August 2018 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
February 2017 - August 2018 · 1 yr 6 mos
Edward Jones
July 2015 - February 2017 · 1 yr 7 mos
Edward JonesBroker
May 2015 - February 2017 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
November 2012 - April 2015 · 2 yrs 5 mos
State Registrations15 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.