PC
PC
Peter Chow
13 Years of Experience
El Monte, CA
1 DisclosureBroker
Peter Chow is a registered investment advisor at Cetera Investment Advisers LLC, based in El Monte, CA, with 13 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
9650 Flair Dr, El Monte, CA, 91731
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025Settled
Other Business Activities
Peter owns Pan's Home LLC, which involves rental properties. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
November 2024 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
November 2024 - Present · 1 yr 8 mos
Previous Registrations
Citigroup Global Markets INC.Broker
September 2023 - November 2024 · 1 yr 2 mos
Citigroup Global Markets INC.
September 2023 - November 2024 · 1 yr 2 mos
Cetera Investment Advisers LLC
August 2018 - September 2023 · 5 yrs 1 mo
Cetera Investment Services LLCBroker
August 2018 - September 2023 · 5 yrs 1 mo
U.S. Bancorp Investments, INC.
February 2017 - August 2018 · 1 yr 6 mos
U.S. Bancorp Investments, INC.Broker
February 2017 - August 2018 · 1 yr 6 mos
Edward Jones
July 2015 - February 2017 · 1 yr 7 mos
Edward JonesBroker
May 2015 - February 2017 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
November 2012 - April 2015 · 2 yrs 5 mos
State Registrations14 states
AZCADEGAIDILMDNJNVNYORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.